Preparing for Artificial Intelligence: The Real Question Is Facility ReadinessÂ
Key Highlights
- AI in industrial settings is an engineering challenge that requires trustworthy data and structured processes, not just software purchase decisions.
- Start AI projects by defining the decision to be improved, then identify relevant data sources and ensure data quality and contextualization before modeling.
- Establish a secure OT-to-analytics architecture with proper data pathways, network segmentation and cybersecurity measures to protect plant operations.
Artificial intelligence (AI) is becoming one of the most discussed topics in industrial operations, but for many facilities, the practical question is not, “What AI tool should we buy?” The better question is, “Is our facility prepared to use AI in a way that is safe, useful, and provides a positive return on our investment?”
For process controls engineers, plant engineers, maintenance leaders, and operations personnel, AI should not be viewed as a replacement for process knowledge. It should be viewed as an engineering tool that can help facilities make better decisions using the data they already generate. A modern plant produces large amounts of information through PLCs, distributed control systems, historians, lab systems, maintenance systems, production accounting tools, and ERP platforms. The challenge is that this data is often fragmented, inconsistently named, poorly contextualized, or difficult to trust.
AI is only as useful as the data, process understanding, and operational discipline behind it. A model that receives unreliable sensor data, misaligned lab results, incomplete operating context, or poorly maintained asset information will produce unreliable recommendations. Before industrial facilities pursue AI initiatives, they need to establish the fundamentals: trustworthy instrumentation, structured data, secure architecture, clear ownership, and disciplined validation.
AI Readiness Is an Engineering Capability, Not a Software Purchase
Many organizations approach AI as though it is primarily a software acquisition. They evaluate vendors, compare features, and look for platforms that promise predictive maintenance, optimization, anomaly detection, or automated recommendations. While software matters, it is rarely the limiting factor in early industrial AI projects.
An AI-ready facility has more than a historian and a collection of process tags. It has a coherent data environment that connects equipment, process areas, production events, lab values, maintenance activities, and business outcomes. It has a controls and network architecture that allows operational data to be moved securely to analytics environments. It has engineering staff who understand the process well enough to challenge model outputs. It has operators who trust the system because they were involved in its development, and it has management systems that define how models are approved, monitored, changed, and retired.
AI readiness requires several layers to work together.
The Industrial AI Readiness Stack
An AI-ready facility depends on multiple layers working together.
Start With the Decision, Not the Model
One of the most common mistakes in industrial AI projects is starting with the model instead of the decision. Teams may begin by asking whether they should use machine learning, neural networks, generative AI, anomaly detection, or optimization algorithms.
The first question should be: What decision are we trying to improve?
Once that decision is defined, the next questions become clearer. Who will use the output? How often is the decision made? What data is available before the decision must be made? What is the economic value of making the decision better? What is the risk if the recommendation is wrong? Should the model advise, alert, predict, optimize, or control?
For projects early on in an industrial facility’s AI journey, most operators should focus on advisory or diagnostic AI rather than autonomous control. A model that predicts an abnormal condition, highlights a likely cause, or recommends an engineering review is much easier to validate and govern than a model that automatically changes setpoints. Closed-loop, AI-assisted control may eventually be appropriate in certain cases, but only after a facility has established strong data quality, cybersecurity, model validation, change management, and operator trust.
Examples of Decisions AI Could Improve:
- Should we adjust fermentation conditions earlier?
- Is this batch likely to underperform?
- Is this pump beginning to fail?
- Is the dryer using more natural gas than expected?
- Are we over-drying DDGS?
- Is steam usage abnormal for the current production rate?
- Is a lab result likely to be outside the target range before the sample is completed?
- Which asset should maintenance prioritize during the next outage?
Fundamental Activity 1: Build a Data Inventory
Before building models, facilities should inventory their data sources. This does not need to be an academic exercise. It should be practical and tied to use cases.
For a fermentation-related use case, the inventory may include fermenter temperature, Ph, fill times, transfer times, agitator status, yeast propagation data, enzyme addition records, antibiotic usage, gravity or Brix data, lab results, CIP events, and batch start and end times.
For a reliability use case, the inventory may include motor current, vibration, bearing temperatures, flow, pressure, runtime, starts and stops, alarm history, work orders, maintenance notes, failure codes, and spare parts usage.
For an energy optimization use case, the inventory may include steam flow, natural gas usage, boiler data, dryer data, evaporator operation, production rate, cooling water, compressed air, ambient conditions, and equipment status.
A Useful Data Inventory Should Address:
- What systems contain relevant data?
- Who owns each system?
- What process areas are covered?
- Which tags are critical?
- How far back does the data history go?
- What data is missing?
- Are engineering units documented?
- Are timestamps reliable?
- Can the data be exported or queried?
- Are there known issues with bad values, frozen values, gaps, or outliers?
- Is the data accessible without compromising OT security?
Fundamental Activity 2: Contextualize the Data
Raw time-series data is useful, but contextualized data is far more valuable. A historian may show that a temperature increased, a valve opened, or a flow rate changed, but AI models need to understand what those signals mean within the process.
Contextualization connects data to assets, process areas, operating modes, production events, and business outcomes. For a biofuel plant, this might include mapping tags to fermenters, evaporators, dryers, centrifuges, pumps, tanks, boilers, cooling towers, and utilities. It might also include associating data with batch numbers, production campaigns, shifts, feedstock lots, recipes, lab samples, CIP cycles, downtime events, and maintenance work orders.
Without context, AI can easily learn the wrong relationships. For example, a model may interpret start-up behavior as abnormal if start-up periods are not labeled. It may confuse CIP conditions with production conditions. It may treat different recipes or feedstocks as if they are directly comparable. It may compare winter and summer operations without accounting for seasonal impacts.
Context also helps engineers validate model outputs. When a model identifies an abnormal pattern, the engineering team needs to determine whether the pattern represents a true problem, a known operating mode, a sensor issue, a maintenance activity, or a harmless process transition.
Good contextualization does not require perfection at the beginning. Facilities can start by selecting one process area and building a clean data model around the most important assets, tags, events, and KPIs.
Fundamental Activity 3: Align Time Across Systems
Time alignment is one of the most underestimated requirements in industrial AI. Process historians, lab systems, maintenance systems, and production systems often represent time differently.
A historian tag may be recorded every second. A lab result may be entered hours after a sample was taken. A work order may be opened after a problem has been observed. A batch may have a formal start time that differs from the actual process transition. An operator log may describe an event but not provide an exact timestamp. If these records are misaligned, a model may learn relationships that do not actually exist.
For example, if a model is intended to predict fermentation yield, it must know which process conditions occurred before the lab result, not after it. If a model is intended to detect early equipment failure, it must distinguish between pre-failure symptoms and post-failure maintenance activity.
Time-alignment Issues to Check:
- Historian timestamp accuracy
- PLC and server clock synchronization
- Time zone handling
- Daylight saving time issues
- Lab sample time versus lab entry time
- Batch start and end definitions
- Equipment runtime calculations
- Event and alarm timestamps
- Maintenance work order timing
- Production accounting periods
Fundamental Activity 4: Establish a Secure OT-to-Analytics Architecture
AI projects often require moving data from OT systems into IT systems, cloud platforms, data lakes, or vendor analytics environments. This creates cybersecurity and architecture concerns that must be addressed deliberately.
A facility should avoid direct, uncontrolled connections between control systems and external analytics platforms. Where possible, data pathways should be read-only, segmented, monitored, and governed. The architecture should respect the operational importance of control systems and avoid introducing unnecessary risk to plant availability or safety.
For most early AI use cases, the model does not need to write directly to the control system. It can operate in an advisory mode using replicated or exported data. This reduces risk and simplifies validation.
Important Design Principles:
- Maintain network segmentation between OT and IT environments.
- Use secure data brokers or historian replication where appropriate.
- Limit access using least privilege.
- Avoid shared accounts.
- Monitor data flows.
- Document vendors and remote access methods.
- Define ownership of credentials and service accounts.
- Separate analytics workloads from control workloads.
- Review cloud connectivity through both IT and OT cybersecurity lenses.
Common Pitfalls in Industrial AI Implementation
Poor data quality. Bad sensors, frozen values, missing data, inconsistent engineering units, and uncalibrated instruments will undermine model reliability. AI does not eliminate the need for good instrumentation; it underscores its importance.
Lack of process context. Models need to understand operating modes, recipes, batches, feedstock changes, CIP cycles, start-up, shutdown, and abnormal events. Without this context, the model may mistake normal transitions for problems or ignore real problems because they are hidden inside mixed operating conditions.
Choosing a use case that is too ambitious. Many teams want to begin with closed-loop optimization, autonomous control, or plantwide AI. A better approach is to start with a contained advisory use case where value can be measured and risk is limited.
Treating AI as an IT project. Industrial AI must be led with strong involvement from process controls, operations, maintenance, reliability, quality, and OT cybersecurity. IT may own important infrastructure, but the process knowledge lives in the plant.
Weak cybersecurity review. AI projects often introduce new data pathways, vendor access, cloud connections, or service accounts. These must be reviewed before deployment, not after.
Failing to validate the model over changing conditions. A model trained on one season, one feedstock profile, one production rate, or one operating strategy may not perform well under different conditions. Facilities need ongoing model monitoring and drift detection.
Poor operator adoption. If operators do not understand the model, do not trust it, or see it as a threat, the project will struggle. Operators should be involved early, especially when defining abnormal conditions, validating recommendations, and designing how outputs appear in daily workflows.
Practical Take-Home Actions
Organizations interested in AI for industrial facilities should begin with a structured readiness effort.
- Select two or three high-value operational problems where better prediction or earlier detection would matter. Avoid vague goals such as “use AI to optimize the plant.” Be specific.
- Identify the data required for one use case. List the process tags, lab values, maintenance records, production events, and business outcomes needed to evaluate the problem.
- Assess the quality of that data. Look for missing values, bad sensors, inconsistent timestamps, unclear tag names, and a lack of event context.
- Define the secure data path. Determine how data will move from OT systems to the analytics environment without creating unnecessary cybersecurity or operational risk.
- Establish baseline performance. Before AI can demonstrate improvement, the facility needs to know its current yield, energy intensity, downtime, quality variation, or maintenance performance.
- Run the first model in shadow mode. Compare predictions or recommendations to actual outcomes before using the model to influence decisions.
- Create a governance process. Define who owns the model, who approves changes, how performance is monitored, how operators provide feedback, and how the model is retired if it no longer performs.
Conclusion
AI has real potential in industrial facilities, but the path to value is not magical. It is engineering work. Facilities need reliable instruments, clean data, process context, secure architecture, operational buy-in, and disciplined validation.
The most successful AI initiatives will not begin with the most advanced algorithm. They will begin with a clear operational problem, a measurable business case, and a practical understanding of the data required to support better decisions.
For process controls engineers, this creates an important opportunity. Controls personnel understand the equipment, the process, the instrumentation, the automation systems, and the consequences of poor decisions. That knowledge is essential. AI may provide new analytical capabilities, but process expertise is what makes those capabilities useful, safe, and valuable.
Facilities that prepare now by improving data quality, contextualizing systems, securing OT-to-analytics pathways, and selecting practical use cases will be better positioned to turn AI from a buzzword into an operational advantage.
Implementation Summary for Engineering Teams
About the Author
Alan Raveling
Senior Analyst, Interstates Control Systems Inc.
Alan Raveling, Senior Technologist, at Interstates, a certified member of the Control System Integrators Association (CSIA). For more information about Interstates, visit its profile on the Industrial Automation Exchange.

